Regulatory Disclosures

Securities offered through Barnard/Montague Securities, LLC, member FINRA / SIPC.

Privacy Statement and Business Continuity Plan
Please click here to view our Privacy Statement and Business Continuity Plan.

Patriot Act
Under Section 326 of the USA Patriot Act, Barnard/Montague Securities, LLC, and its affiliates are required to verify the identity of their clients. We may utilize the services of outside vendors, such as Dun & Bradstreet, to assist with this government-mandated requirement. We appreciate your business and patience with our compliance efforts.

Broker Check Information
As an aid to the education and protection of the investing public, the FINRA operates a toll-free Information hotline and an Internet Website to disseminate information regarding the disciplinary history of FINRA members and their associated persons. Clients who wish to obtain a brochure which describes the FINRA Broker Check Program should contact the FINRA through the hotline or via the Internet.

     • Call the Broker Check Hotline at 1-800-289-9999. The hotline is open Monday through Friday,
     • 8:00 am to midnight, and Saturday 8:00 am to 5:00 pm (all times Eastern).
     • Write to Broker Check, FINRA, PO Box 9401, Gaithersburg, MD 20898. Fax: 301-212-8137.
     • Visit the Website: The Broker Check Program can be accessed through the Internet at www.FINRA.org.